4//SEC Filing
HALCON RESOURCES CORP 4
Accession 0001209191-16-151515
$BATLCIK 0001282648operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 8:52 PM ET
Size
17.2 KB
Accession
0001209191-16-151515
Insider Transaction Report
Form 4
WILSON FLOYD C
DirectorChairman and CEO
Transactions
- Other
Common Stock
2016-11-17+155,618→ 1,121,919 total - Other
Warrants (Right to Buy)
2016-11-18+1,557→ 1,557 total(indirect: By Trust)Exercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (1,557 underlying) - Other
Common Stock
2016-11-17+5,895→ 6,583 total(indirect: By Trust) - Other
Warrants (Right to Buy)
2016-11-18+40,952→ 42,117 totalExercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (40,952 underlying)
Holdings
- 4,292(indirect: By Spouse)
Common Stock
- 1,165(indirect: By Spouse)
Warrants (Right to Buy)
Exercise: $14.04From: 2016-09-09Exp: 2020-09-09→ Common Stock (1,165 underlying) - 2,403(indirect: By Trust)
Common Stock
- 1,862,500
Employee Stock Option (Right to Buy)
Exercise: $9.24Exp: 2026-09-12→ Common Stock (1,862,500 underlying) - 324(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Pro rata distribution from Mwewe Partners LLC.
- [F2]These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]The shares are held in seventeen trusts for the benefit of family members for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F4]The shares are held in a trust for the benefit of the reporting person's grandchild for which the reporting person serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F5]The option vests in three equal annual installments beginning September 12, 2017.
Documents
Issuer
HALCON RESOURCES CORP
CIK 0001282648
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001282648
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 8:52 PM ET
- Size
- 17.2 KB