4//SEC Filing
Northern Power Systems Corp. 4
Accession 0001209191-16-152176
CIK 0001605997operating
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 4:12 PM ET
Size
5.7 KB
Accession
0001209191-16-152176
Insider Transaction Report
Form 4
SIMON JOHN
Director
Transactions
- Award
Common Shares
2016-11-28+30,000→ 1,345,991 total
Holdings
- 1,139,533(indirect: By LLC)
Common Shares
Footnotes (2)
- [F1]Annual grant of restricted common shares under the Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. The shares are fully vested as of the grant date.
- [F2]Mr. Simon is an employee of Allen & Company LLC, and does not hold voting or dispositive power over the 4,399,376 common shares held by Allen & Company LLC, but has a beneficial interest in 1,139,533 common shares held by Allen & Company LLC for the account of Mr. Simon.
Documents
Issuer
Northern Power Systems Corp.
CIK 0001605997
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001605997
Filing Metadata
- Form type
- 4
- Filed
- Nov 27, 7:00 PM ET
- Accepted
- Nov 28, 4:12 PM ET
- Size
- 5.7 KB