SIMON JOHN

CIK 00010486383 companiesREDWOOD CITY, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001048638

Recent Transactions

50 trades

Award
Northern Power Systems Corp.
Common Shares
2017-06-14$0.16/sh+185,039→ 3,306,304 total
Award
Northern Power Systems Corp.
Common Shares
2017-05-25+30,000→ 3,121,265 total
Purchase
Northern Power Systems Corp.
Common Shares
2016-12-08$0.25/sh+168,462→ 3,091,265 total
Purchase
Northern Power Systems Corp.
Common Shares
2016-12-06$0.25/sh+401,279→ 2,922,803 total
Award
Northern Power Systems Corp.
Common Shares
2016-11-30+36,000→ 1,381,991 total
Award
Northern Power Systems Corp.
Common Shares
2016-11-28+30,000→ 1,345,991 total
Award
Northern Power Systems Corp.
Common Shares
2015-08-25$0.44/sh+81,691→ 81,691 total
Award
Northern Power Systems Corp.
Common Shares
2015-08-25+15,000→ 15,000 total
Purchase
Northern Power Systems Corp.
Common Shares
2015-08-21$0.44/sh+972,000→ 1,219,300 total
Purchase
Northern Power Systems Corp.
Common Shares
2015-06-09$0.71/sh+247,300→ 247,300 total
Award
Dex Liquidating Co.
Stock Option (Right to Buy)
2014-12-11+25,000→ 25,000 total
Other
Northern Power Systems Corp.
Class B Restricted Voting Shares
2014-11-30−621,692→ 0 total
Other
Northern Power Systems Corp.
Common Shares
2014-11-30+621,692→ 1,139,533 total
Award
Dex Liquidating Co.
Non-Qualified Stock Option (right to buy)
2013-11-13$1.14/sh+12,200→ 12,200 total
Award
Dex Liquidating Co.
Non-Qualified Stock Option (right to buy)
2013-11-13+25,000→ 25,000 total
Award
Dex Liquidating Co.
Common Stock
2013-03-20$1.05/sh+283,000→ 1,084,042 total
Award
Dex Liquidating Co.
Non-Qualified Stock Option (right to buy)
2012-11-13$1.15/sh+12,200→ 12,200 total
Purchase
Dex Liquidating Co.
Common Stock
2012-02-13$1.65/sh+150,000→ 801,042 total
Award
Dex Liquidating Co.
Non-Qualified Stock Option (right to buy)
2011-11-17$2.13/sh+12,200→ 12,200 total
Award
Dex Liquidating Co.
Non-Qualified Stock Option (right to buy)
2010-11-09+12,200→ 12,200 total
Award
NEUROGEN CORP
Stock Options
2009-12-15+2,500→ 2,500 total
Award
Dex Liquidating Co.
Non-Qualified Stock Option (right to buy)
2009-11-11$1.12/sh+12,200→ 12,200 total
Purchase
Dex Liquidating Co.
Common Stock
2009-09-30$1.25/sh+399,202→ 651,042 total
Purchase
Dex Liquidating Co.
Common Stock Warrants (Right to Buy)
2009-09-30$1.25/sh+199,601→ 199,601 total
Award
NEUROGEN CORP
Stock Options
2009-09-15+2,500→ 2,500 total
Award
NEUROGEN CORP
Stock Options
2009-06-15+2,500→ 2,500 total
Award
NEUROGEN CORP
Stock Options
2009-03-15+2,500→ 2,500 total
Award
Dex Liquidating Co.
Stock option (right to buy)
2008-11-19+5,000→ 5,000 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-18$4.05/sh+75→ 216,415 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-18$4.03/sh+2,000→ 216,340 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-18$4.08/sh+3,925→ 220,340 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-18$4.22/sh+2,500→ 226,840 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-17$4.18/sh+2,000→ 207,659 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-17$4.20/sh+4,000→ 211,840 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-17$4.25/sh+2,500→ 214,340 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-17$4.19/sh+181→ 207,840 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-17$4.10/sh+2,319→ 205,659 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-14$4.25/sh+500→ 203,340 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.30/sh+491→ 201,722 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.22/sh+870→ 200,101 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.24/sh+300→ 200,401 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.18/sh+7,391→ 197,122 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.25/sh+430→ 200,831 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.29/sh+400→ 201,231 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.34/sh+509→ 202,331 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.19/sh+2,109→ 199,231 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.09/sh+2,800→ 179,640 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.13/sh+9,091→ 188,731 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.33/sh+100→ 201,822 total
Purchase
Dex Liquidating Co.
Common Stock
2008-11-13$4.15/sh+1,000→ 189,731 total

SIMON JOHN

Recent Transactions

Companies

Recent Filings

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