4//SEC Filing
Northern Power Systems Corp. 4
Accession 0001209191-16-153005
CIK 0001605997operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:14 PM ET
Size
8.0 KB
Accession
0001209191-16-153005
Insider Transaction Report
Form 4
SIMON JOHN
Director
Transactions
- Award
Common Shares
2016-11-30+36,000→ 1,381,991 total
Holdings
- 1,139,533(indirect: By LLC)
Common Shares
Footnotes (2)
- [F1]These shares were issued to the Reporting Person pursuant to the Northern Power Systems Corp. 2014 Stock Option and Incentive Plan in lieu of 50% of the director meeting fees. The shares are fully vested as of the grant date.
- [F2]Mr. Simon is an employee of Allen & Company LLC, and does not hold voting or dispositive power over the 4,399,376 common shares held by Allen & Company LLC, but has a beneficial interest in 1,139,533 common shares held by Allen & Company LLC for the account of Mr. Simon.
Issuer
Northern Power Systems Corp.
CIK 0001605997
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001605997
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:14 PM ET
- Size
- 8.0 KB