|4Dec 7, 2:51 PM ET

NCR CORP 4

4 · NCR CORP · Filed Dec 7, 2016

Insider Transaction Report

Form 4
Period: 2016-12-05
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-12-057,1520 total
    Exercise: $25.17From: 2009-05-14Exp: 2018-05-13Common Stock (7,152 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-12-0519,1340 total
    Exercise: $10.09From: 2010-05-01Exp: 2019-04-30Common Stock (19,134 underlying)
  • Sale

    Common Stock

    2016-12-05$38.98/sh3,252$126,76353,053 total
  • Sale

    Common Stock

    2016-12-05$38.98/sh13,830$539,09353,053 total
  • Exercise/Conversion

    Common Stock

    2016-12-05$13.16/sh+13,830$182,00366,883 total
  • Sale

    Common Stock

    2016-12-05$38.98/sh27,664$1,078,34353,053 total
  • Exercise/Conversion

    Common Stock

    2016-12-05$22.96/sh+3,252$74,66656,305 total
  • Sale

    Common Stock

    2016-12-05$38.98/sh7,152$278,78553,053 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-12-053,2520 total
    Exercise: $22.96From: 2008-04-25Exp: 2017-04-24Common Stock (3,252 underlying)
  • Exercise/Conversion

    Common Stock

    2016-12-05$25.17/sh+7,152$180,01660,205 total
  • Sale

    Common Stock

    2016-12-05$38.98/sh19,134$745,84353,053 total
  • Exercise/Conversion

    Common Stock

    2016-12-05$19.35/sh+11,363$219,87464,416 total
  • Exercise/Conversion

    Common Stock

    2016-12-05$10.09/sh+19,134$193,06272,187 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-12-0511,3630 total
    Exercise: $19.35From: 2012-05-03Exp: 2021-05-02Common Stock (11,363 underlying)
  • Sale

    Common Stock

    2016-12-05$38.98/sh11,363$442,93053,053 total
  • Exercise/Conversion

    Common Stock

    2016-12-05$23.32/sh+9,688$225,92462,741 total
  • Sale

    Common Stock

    2016-12-05$38.98/sh9,688$377,63853,053 total
  • Gift

    Common Stock

    2016-12-051,95051,103 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-12-0513,8300 total
    Exercise: $13.16From: 2011-05-01Exp: 2020-04-30Common Stock (13,830 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2016-12-059,6880 total
    Exercise: $23.32From: 2013-04-25Exp: 2022-04-25Common Stock (9,688 underlying)
Footnotes (8)
  • [F1]Represents the sale of 27,664 shares in 247 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]Represents the sale of 3,252 shares in 35 transactions on December 5, 2016 ranging in price from $38.80 to $39.09 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]Represents the sale of 7,152 shares in 74 transactions on December 5, 2016 ranging in price from $38.82 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]Represents the sale of 19,134 shares in 191 transactions on December 5, 2016 ranging in price from $38.82 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F5]Represents the sale of 13,830 shares in 138 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F6]Represents the sale of 11,363 shares in 113 transactions on December 5, 2016 ranging in price from $38.80 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F7]Represents the sale of 9,688 shares in 100 transactions on December 5, 2016 ranging in price from $38.83 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F8]These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION