NCR CORP 4

Accession 0001209191-16-153842

$VYXCIK 0000070866operating

View on SEC.gov Company Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 2:51 PM ET

Size

41.6 KB

Accession

0001209191-16-153842

Insider Transaction Report

Form 4

Period: 2016-12-05

NCR CORPNCR

BOYKIN EDWARD P

Director

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2016-12-05−7,152→ 0 total
Exercise: $25.17From: 2009-05-14Exp: 2018-05-13→ Common Stock (7,152 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-05−19,134→ 0 total
Exercise: $10.09From: 2010-05-01Exp: 2019-04-30→ Common Stock (19,134 underlying)
Sale
Common Stock
2016-12-05$38.98/sh−3,252$126,763→ 53,053 total
Sale
Common Stock
2016-12-05$38.98/sh−13,830$539,093→ 53,053 total
Exercise/Conversion
Common Stock
2016-12-05$13.16/sh+13,830$182,003→ 66,883 total
Sale
Common Stock
2016-12-05$38.98/sh−27,664$1,078,343→ 53,053 total
Exercise/Conversion
Common Stock
2016-12-05$22.96/sh+3,252$74,666→ 56,305 total
Sale
Common Stock
2016-12-05$38.98/sh−7,152$278,785→ 53,053 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-05−3,252→ 0 total
Exercise: $22.96From: 2008-04-25Exp: 2017-04-24→ Common Stock (3,252 underlying)
Exercise/Conversion
Common Stock
2016-12-05$25.17/sh+7,152$180,016→ 60,205 total
Sale
Common Stock
2016-12-05$38.98/sh−19,134$745,843→ 53,053 total
Exercise/Conversion
Common Stock
2016-12-05$19.35/sh+11,363$219,874→ 64,416 total
Exercise/Conversion
Common Stock
2016-12-05$10.09/sh+19,134$193,062→ 72,187 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-05−11,363→ 0 total
Exercise: $19.35From: 2012-05-03Exp: 2021-05-02→ Common Stock (11,363 underlying)
Sale
Common Stock
2016-12-05$38.98/sh−11,363$442,930→ 53,053 total
Exercise/Conversion
Common Stock
2016-12-05$23.32/sh+9,688$225,924→ 62,741 total
Sale
Common Stock
2016-12-05$38.98/sh−9,688$377,638→ 53,053 total
Gift
Common Stock
2016-12-05−1,950→ 51,103 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-05−13,830→ 0 total
Exercise: $13.16From: 2011-05-01Exp: 2020-04-30→ Common Stock (13,830 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2016-12-05−9,688→ 0 total
Exercise: $23.32From: 2013-04-25Exp: 2022-04-25→ Common Stock (9,688 underlying)

Footnotes (8)

[F1]Represents the sale of 27,664 shares in 247 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F2]Represents the sale of 3,252 shares in 35 transactions on December 5, 2016 ranging in price from $38.80 to $39.09 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]Represents the sale of 7,152 shares in 74 transactions on December 5, 2016 ranging in price from $38.82 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]Represents the sale of 19,134 shares in 191 transactions on December 5, 2016 ranging in price from $38.82 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F5]Represents the sale of 13,830 shares in 138 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F6]Represents the sale of 11,363 shares in 113 transactions on December 5, 2016 ranging in price from $38.80 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F7]Represents the sale of 9,688 shares in 100 transactions on December 5, 2016 ranging in price from $38.83 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F8]These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

NCR CORP

CIK 0000070866

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0000070866

Filing Metadata

Form type: 4
Filed: Dec 6, 7:00 PM ET
Accepted: Dec 7, 2:51 PM ET
Size: 41.6 KB

View on SEC.gov