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4//SEC Filing

NEOGENOMICS INC 4

Accession 0001209191-16-153941

$NEOCIK 0001077183operating
View on SEC.govCompany Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 5:12 PM ET

Size

12.9 KB

Accession

0001209191-16-153941

Insider Transaction Report

Form 4
Period: 2016-12-06
NEOGENOMICS INCNEO
BRODIE STEVEN G.
Chief Scientific Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2016-12-06$1.69/sh+10,000$16,900→ 65,953 total
  • Exercise of In-Money

    Stock Option (Right to Buy)

    2016-12-06$1.69/sh−10,000$16,900→ 0 total
    Exercise: $1.69From: 2012-04-12Exp: 2017-04-12→ Common Stock (10,000 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $3.76From: 2014-04-16Exp: 2018-04-16→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (Right to Buy)

    Exercise: $3.45From: 2015-03-05Exp: 2019-03-05→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (Right to Buy)

    Exercise: $4.78From: 2016-05-04Exp: 2020-05-04→ Common Stock (120,000 underlying)
    120,000

  • Stock Option (Right to Buy)

    Exercise: $7.15From: 2017-04-20Exp: 2021-04-20→ Common Stock (100,000 underlying)
    100,000
Footnotes (5)
  • [F1]On April 12, 2012 Dr.Brodie was granted 10,000 stock options. There was immediate vesting of 2,500 shares and then 2,500 shares will vest on the next three anniversary dates of the grant date.
  • [F2]On April 16, 2013 Dr. Brodie was granted 10,000 stock options. These options will vest ratably over the next three anniversary dates of the grant dates.
  • [F3]On March 5, 2014 Dr. Brodie was granted 20,000 stock options. The options will vest ratably over the next three anniversary dates of the grant date.
  • [F4]On May 4, 2015 Dr, Brodie was granted 120,000 stock options. These options vest ratably over the next three anniversary dates of the grant date.
  • [F5]On April 20, 2016, Mr. Brodie was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.

Documents

1 file

Issuer

NEOGENOMICS INC

CIK 0001077183

→
Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001077183

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 5:12 PM ET
Size
12.9 KB
View on SEC.gov