4//SEC Filing
FOUNDATION CAPITAL VI LP 4
Accession 0001209191-16-156364
CIK 0001449278other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 5:49 PM ET
Size
38.7 KB
Accession
0001209191-16-156364
Insider Transaction Report
Form 4
TUBEMOGUL INCTUBE
Foundation Capital Management Co. VI, LLC
10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust)
FOUNDATION CAPITAL VI LP
10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust)
Foundation Capital VI Principals Fund, LLC
10% OwnerOther
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust)
HOLLAND PAUL R
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust)
KOONTZ PAUL G
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust)
ELMORE WILLIAM B
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust)
Foundation Capital, LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust)
SCHUH MICHAEL N
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP)
Weiss Warren M
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust)
Moldow Charles
10% Owner
Transactions
- Disposition from Tender
Common Stock
2016-12-19$14.00/sh−14,905$208,670→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−9,072$127,008→ 0 total(indirect: By William B. Elmore Gift Fund) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−12,975$181,650→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,435$62,090→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−7,110$99,540→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−13,749$192,486→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−24,690$345,660→ 0 total(indirect: By Elmore Family Investments B, LP) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−4,440$62,160→ 0 total(indirect: By Trust) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−5,848,097$81,873,358→ 0 total(indirect: By Foundation) - Disposition from Tender
Common Stock
2016-12-19$14.00/sh−29,117$407,638→ 0 total(indirect: By Trust)
Footnotes (10)
- [F1]Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
- [F10]The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F2]Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
- [F3]The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F4]The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
- [F5]The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
- [F6]The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein
- [F7]The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
- [F8]The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
- [F9]The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
Documents
Issuer
TUBEMOGUL INC
CIK 0001449278
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001433196
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 5:49 PM ET
- Size
- 38.7 KB