Home/Filings/5/0001209191-17-004468
5//SEC Filing

ANWORTH MORTGAGE ASSET CORP 5

Accession 0001209191-17-004468

CIK 0001047884operating

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 4:26 PM ET

Size

7.2 KB

Accession

0001209191-17-004468

Insider Transaction Report

Form 5
Period: 2016-12-31
MCADAMS JOSEPH LLOYD
DirectorChairman, President & CEO
Transactions
  • Other

    Common Stock

    2016-12-31+27,5691,322,979 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    41,500
  • Common Stock

    (indirect: By Foundation)
    33,700
Footnotes (4)
  • [F1]These shares were acquired under the Anworth Mortgage Asset Corporation Dividend Reinvestment and Stock Purchase Plan in exempt transactions pursuant to Rule 16a-11 at the then-current market prices during calendar year 2016.
  • [F2]Mr. McAdams is married to Heather U. Baines, Executive Vice President of Anworth Mortgage Asset Corporation. Mr. McAdams owns 62,500 shares individually. The balance of these shares are owned as community property with Ms. Baines.
  • [F3]Ms. Baines owns 41,500 shares in which Mr. McAdams has no beneficial interests.
  • [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.

Issuer

ANWORTH MORTGAGE ASSET CORP

CIK 0001047884

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001047884

Filing Metadata

Form type
5
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 4:26 PM ET
Size
7.2 KB