ANWORTH MORTGAGE ASSET CORP 5
5 · ANWORTH MORTGAGE ASSET CORP · Filed Jan 19, 2017
Insider Transaction Report
Form 5
MCADAMS JOSEPH LLOYD
DirectorChairman, President & CEO
Transactions
- Other
Common Stock
2016-12-31+27,569→ 1,322,979 total
Holdings
- 41,500(indirect: By Spouse)
Common Stock
- 33,700(indirect: By Foundation)
Common Stock
Footnotes (4)
- [F1]These shares were acquired under the Anworth Mortgage Asset Corporation Dividend Reinvestment and Stock Purchase Plan in exempt transactions pursuant to Rule 16a-11 at the then-current market prices during calendar year 2016.
- [F2]Mr. McAdams is married to Heather U. Baines, Executive Vice President of Anworth Mortgage Asset Corporation. Mr. McAdams owns 62,500 shares individually. The balance of these shares are owned as community property with Ms. Baines.
- [F3]Ms. Baines owns 41,500 shares in which Mr. McAdams has no beneficial interests.
- [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.