5//SEC Filing
ANWORTH MORTGAGE ASSET CORP 5
Accession 0001209191-17-004471
CIK 0001047884operating
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 4:27 PM ET
Size
7.2 KB
Accession
0001209191-17-004471
Insider Transaction Report
Form 5
BAINES HEATHER U
Executive Vice President
Transactions
- Other
Common Stock
2016-12-31+27,569→ 1,301,979 total
Holdings
- 33,700(indirect: By Spouse)
Common Stock
- 62,500(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]These shares were acquired under the Anworth Mortgage Asset Corporation Dividend Reinvestment and Stock Purchase Plan in exempt transactions pursuant to Rule 16a-11 at the then-current market prices during calendar year 2016.
- [F2]Ms. Baines is married to Lloyd McAdams, Chairman, President and Chief Executive Officer of Anworth Mortgage Asset Corporation. Ms. Baines owns 41,500 shares individually. The balance of these shares are owned as community property with Mr. McAdams.
- [F3]Mr. McAdams owns 62,500 shares in which Ms. Baines has no beneficial interests.
- [F4]Shares held by the McAdams Foundation, of which Mr. McAdams is a director.
Documents
Issuer
ANWORTH MORTGAGE ASSET CORP
CIK 0001047884
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001047884
Filing Metadata
- Form type
- 5
- Filed
- Jan 18, 7:00 PM ET
- Accepted
- Jan 19, 4:27 PM ET
- Size
- 7.2 KB