4//SEC Filing
Allied World Assurance Co Holdings, AG 4
Accession 0001209191-17-013304
CIK 0001163348operating
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:45 PM ET
Size
26.0 KB
Accession
0001209191-17-013304
Insider Transaction Report
Form 4
Carmilani Scott A
DirectorPresident, CEO and Chrmn of Bd
Transactions
- Disposition to Issuer
Common Shares
2017-02-17$53.37/sh−3,723$198,713→ 1,257,808 total - Exercise/Conversion
Common Shares
2017-02-18+10,734→ 1,265,674 total - Tax Payment
Common Shares
2017-02-18$53.52/sh−2,763$147,876→ 1,257,544 total - Exercise/Conversion
Common Shares
2017-02-19+12,801→ 1,270,345 total - Exercise/Conversion
Common Shares
2017-02-17+9,308→ 1,261,531 total - Exercise/Conversion
Restricted Stock Units
2017-02-18−10,734→ 63,821 total→ Common Shares (10,734 underlying) - Tax Payment
Common Shares
2017-02-17$53.52/sh−2,868$153,495→ 1,254,940 total - Disposition to Issuer
Common Shares
2017-02-18$53.37/sh−5,367$286,460→ 1,260,307 total - Disposition to Issuer
Common Shares
2017-02-19$53.37/sh−12,801$683,244→ 1,257,544 total - Exercise/Conversion
Restricted Stock Units
2017-02-17−9,308→ 74,555 total→ Common Shares (9,308 underlying) - Exercise/Conversion
Restricted Stock Units
2017-02-19−12,801→ 51,020 total→ Common Shares (12,801 underlying)
Holdings
- 139,000(indirect: By Trust)
Common Shares
Footnotes (12)
- [F1]On February 17, 2015, the reporting person was granted 37,233 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 22,340 common shares and (ii) cash equal to the market value of 14,893 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F10]Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
- [F11]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
- [F12]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014.
- [F2]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017.
- [F3]Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
- [F4]On February 18, 2014, the reporting person was granted 42,930 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 21,465 common shares and (ii) cash equal to the market value of 21,465 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F5]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up prior to February 18, 2017.
- [F6]On February 19, 2013, the reporting person was granted 51,201 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 51,201 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F7]The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 19, 2017.
- [F8]Represents 139,000 shares held by an irrevocable trust for the benefit of the reporting person's spouse and children.
- [F9]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.
Documents
Issuer
Allied World Assurance Co Holdings, AG
CIK 0001163348
Entity typeoperating
Related Parties
1- filerCIK 0001163348
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 4:45 PM ET
- Size
- 26.0 KB