4//SEC Filing
Allied World Assurance Co Holdings, AG 4
Accession 0001209191-17-013337
CIK 0001163348operating
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:55 PM ET
Size
26.1 KB
Accession
0001209191-17-013337
Insider Transaction Report
Form 4
Transactions
- Disposition to Issuer
Common Shares
2017-02-17$53.37/sh−417$22,257→ 16,526 total - Exercise/Conversion
Common Shares
2017-02-18+1,200→ 17,385 total - Tax Payment
Common Shares
2017-02-18$53.52/sh−310$16,591→ 16,475 total - Exercise/Conversion
Restricted Stock Units
2017-02-18−1,200→ 8,455 total→ Common Shares (1,200 underlying) - Exercise/Conversion
Common Shares
2017-02-17+1,043→ 16,943 total - Tax Payment
Common Shares
2017-02-17$53.52/sh−341$18,250→ 16,185 total - Disposition to Issuer
Common Shares
2017-02-18$53.37/sh−600$32,025→ 16,785 total - Exercise/Conversion
Common Shares
2017-02-19+1,437→ 17,912 total - Exercise/Conversion
Restricted Stock Units
2017-02-19−1,437→ 7,018 total→ Common Shares (1,437 underlying) - Exercise/Conversion
Restricted Stock Units
2017-02-17−1,043→ 9,655 total→ Common Shares (1,043 underlying) - Disposition to Issuer
Common Shares
2017-02-19$53.37/sh−1,437$76,699→ 16,475 total
Holdings
- 76,917(indirect: By Trust)
Common Shares
Footnotes (13)
- [F1]On February 17, 2015, the reporting person was granted 4,173 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,504 common shares and (ii) cash equal to the market value of 1,669 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F10]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016.
- [F11]Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash.
- [F12]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015.
- [F13]The Restricted Stock Units vest in four equal installments with the first installment vesting on February 19, 2014.
- [F2]Includes 218 common shares acquired on June 30, 2016 and 142 common shares acquired on December 31, 2016 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan.
- [F3]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017.
- [F4]Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units.
- [F5]On February 18, 2014, the reporting person was granted 4,812 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,406 common shares and (ii) cash equal to the market value of 2,406 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F6]The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017.
- [F7]On February 19, 2013, the reporting person was granted 5,739 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 5,739 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
- [F8]The fair market value was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 19, 2017.
- [F9]Represents 76,917 shares held by an irrevocable trust for the benefit of the reporting person's children.
Documents
Issuer
Allied World Assurance Co Holdings, AG
CIK 0001163348
Entity typeoperating
Related Parties
1- filerCIK 0001163348
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 4:55 PM ET
- Size
- 26.1 KB