4//SEC Filing
Intercontinental Exchange, Inc. 4
Accession 0001209191-17-014391
$ICECIK 0001571949operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 4:46 PM ET
Size
10.1 KB
Accession
0001209191-17-014391
Insider Transaction Report
Form 4
Farley Thomas W
COO of NYSE Euronext
Transactions
- Sale
Common Stock
2017-02-23$58.03/sh−22,120$1,283,557→ 96,454 total - Exercise/Conversion
Common Stock
2017-02-22$32.12/sh+22,120$710,494→ 118,574 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2017-02-22−22,120→ 0 totalExercise: $32.12Exp: 2017-02-22→ Common Stock (22,120 underlying)
Footnotes (3)
- [F1]The price range for the aggregate amount sold by the direct holder is $58.01 - $58.075. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F2]The common stock number referred in Table I is an aggregate number and represents 38,836 shares of common stock and 57,618 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting.
- [F3]These options are fully vested.
Documents
Issuer
Intercontinental Exchange, Inc.
CIK 0001571949
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001571949
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 4:46 PM ET
- Size
- 10.1 KB