Intercontinental Exchange, Inc. 4
4 · Intercontinental Exchange, Inc. · Filed Mar 2, 2017
Insider Transaction Report
Form 4
Mathison Dean S
Chief Accounting Officer
Transactions
- Sale
Common Stock
2017-02-28$57.50/sh−2,305$132,538→ 15,448 total
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- [F2]The common stock number referred in Table I is an aggregate number and represents 7,347 shares of common stock, 3,060 unvested restricted stock units, and and 5,041 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting.