HARVEST NATURAL RESOURCES, INC. 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Mar 6, 2017
Insider Transaction Report
Form 4
Haynes Stephen C
Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2017-03-02$4.52/sh+28,413$128,427→ 79,801 total - Disposition to Issuer
Common Stock, $.01 par value per share
2017-03-02$6.67/sh−28,413$189,515→ 51,388 total - Exercise/Conversion
Stock Appreciation Right
2017-03-02−28,413→ 204,338 totalExercise: $4.52Exp: 2020-07-22→ Common Stock, $0.1 par value per share (28,413 underlying)
Holdings
- 185,838
Stock Options
→ Common Stock, $0.1 par value per share
Footnotes (4)
- [F1]On November 3, 2016, the Issuer effected a one-for-four (1:4) reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). All securities amounts and prices referenced in this Form 4 have been adjusted to reflect the Reverse Stock Split.
- [F2]The exercise of cash settled stock appreciation rights are shown as an acquisition and disposition of common stock. Because the stock appreciation rights were settled in cash, no shares of common stock were issued to or sold by the reporting person.
- [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F4]A Change of Control transaction occurred on October 7, 2016 causing all Stock Appreciation Rights of the Reporting Person to vest.