HARVEST NATURAL RESOURCES, INC. 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Mar 10, 2017
Insider Transaction Report
Form 4
Haynes Stephen C
Vice President
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2017-03-08$4.52/sh+128,838$582,348→ 180,226 total - Tax Payment
Common Stock, $.01 par value per share
2017-03-08$6.67/sh−98,716$657,942→ 81,510 total - Exercise of In-Money
Stock Options
2017-03-09−128,838→ 57,000 totalExercise: $4.52Exp: 2020-07-22→ Common Stock, $0.1 par value per share (128,838 underlying)
Holdings
- 75,500
Stock Appreciation Right
→ Common Stock, $0.1 par value per share
Footnotes (5)
- [F1]On November 3, 2016, the Issuer effected a one-for-four (1:4) reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). All securities amounts and prices referenced in this Form 4 have been adjusted to reflect the Reverse Stock Split.
- [F2]A change of control transaction occurred on October 7, 2016 causing all stock options of the reporting person to vest.
- [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F4]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]Includes options to purchase the Company's common stock and stock appreciation rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.