HARVEST NATURAL RESOURCES, INC. 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Mar 10, 2017
Insider Transaction Report
Form 4
Speirs Robert
Vice President
Transactions
- Tax Payment
Common Stock, $.01 par value per share
2017-03-08$6.81/sh−100,740$686,039→ 156,658 total - Exercise of In-Money
Stock Options
2017-03-08−151,777→ 67,000 totalExercise: $4.52Exp: 2020-07-22→ Common Stock, $0.1 par value per share (151,777 underlying) - Exercise/Conversion
Common Stock, $.01 par value per share
2017-03-08$4.52/sh+151,777$686,032→ 257,398 total
Holdings
- 89,000
Stock Appreciation Right
→ Common Stock, $0.1 par value per share
Footnotes (5)
- [F1]On November 3, 2016, the Issuer effected a one-for-four (1:4) reverse split of its issued and outstanding common stock (the "Reverse Stock Split"). All securities amounts and prices referenced in this Form 4 have been adjusted to reflect the Reverse Stock Split.
- [F2]A change of control transaction occurred on October 7, 2016 causing all stock options of the reporting person to vest.
- [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F4]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]Includes options to purchase the Company's common stock and stock appreciation rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.