Intercontinental Exchange, Inc. 4
4 · Intercontinental Exchange, Inc. · Filed Apr 6, 2017
Insider Transaction Report
Form 4
Farley Thomas W
COO of NYSE Euronext
Transactions
- Exercise/Conversion
Common Stock
2017-04-04$37.89/sh+22,800$863,892→ 112,798 total - Sale
Common Stock
2017-04-04$59.34/sh−31,200$1,851,552→ 81,598 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2017-04-04−22,800→ 0 totalExercise: $37.89Exp: 2017-12-28→ Common Stock (22,800 underlying)
Footnotes (4)
- [F1]The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- [F2]The price range for the aggregate amount sold by the direct holder is $59.12 - $59.59. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F3]The common stock number referred in Table I is an aggregate number and represents 35,545 shares of common stock and 46,053 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2018 and will be reported at the time of vesting. The satisfaction of the 2017 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting.
- [F4]These options are fully vested.