4//SEC Filing
HALCON RESOURCES CORP 4
Accession 0001209191-17-026927
$BATLCIK 0001282648operating
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 6:35 PM ET
Size
9.0 KB
Accession
0001209191-17-026927
Insider Transaction Report
Form 4
HEROD STEPHEN W
President
Transactions
- Award
Employee Stock Options (Right to Buy)
2017-04-11+162,500→ 162,500 totalExercise: $7.75Exp: 2027-04-11→ Common Stock (162,500 underlying) - Award
Common Stock
2017-04-11+81,250→ 350,574 total
Holdings
- 2,749(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017.
- [F2]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is neither the trustee nor a remainderman and the trusts are irrevocable.
- [F3]Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018.
Documents
Issuer
HALCON RESOURCES CORP
CIK 0001282648
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001282648
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 6:35 PM ET
- Size
- 9.0 KB