Earnings Feed
Start Free
Home/Filings/4/0001209191-17-029724
4//SEC Filing

Financial Engines, Inc. 4

Accession 0001209191-17-029724

CIK 0001430592operating
View on SEC.govCompany Profile

Filed

May 2, 8:00 PM ET

Accepted

May 3, 5:15 PM ET

Size

15.0 KB

Accession

0001209191-17-029724

Insider Transaction Report

Form 4
Period: 2017-05-01
Financial Engines, Inc.FNGN
Sims Raymond J.
See Remarks
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-02$26.22/sh+9,100$238,602→ 19,999 total
  • Exercise/Conversion

    Common Stock

    2017-05-01$26.43/sh+15,459$408,581→ 26,358 total
  • Sale

    Common Stock

    2017-05-02$42.51/sh−9,100$386,836→ 10,899 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-05-02−9,100→ 0 total
    Exercise: $26.22Exp: 2022-11-16→ Common Stock (9,100 underlying)
  • Sale

    Common Stock

    2017-05-01$42.55/sh−15,549$661,562→ 10,899 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-05-01−15,459→ 37,545 total
    Exercise: $26.43Exp: 2026-05-20→ Common Stock (15,459 underlying)
Footnotes (5)
  • [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017
  • [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.20 to $42.70 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.25 to $43.25 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The option award vests as to 13,251 shares on 2/26/17, and the remaining shares vest monthly thereafter from 3/26/17 to 2/26/20.
  • [F5]The option award is fully vested.

Documents

1 file

Issuer

Financial Engines, Inc.

CIK 0001430592

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001430592

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:15 PM ET
Size
15.0 KB
View on SEC.gov