Sims Raymond J.

CIK 00014305931 companyPALO ALTO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001430593

Recent Transactions

50 trades

Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-12$31.43/sh+10,166→ 11,925 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-05-12−10,166→ 39,018 total
Sale
Financial Engines, LLC
Common Stock
2017-05-12$39.85/sh−10,166→ 1,759 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-05-10−20,000→ 49,184 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-10$31.43/sh+20,000→ 21,759 total
Sale
Financial Engines, LLC
Common Stock
2017-05-10$39.95/sh−20,000→ 1,759 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-05-08−20,000→ 69,184 total
Sale
Financial Engines, LLC
Common Stock
2017-05-08$39.26/sh−20,000→ 1,759 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-08$31.43/sh+20,000→ 21,759 total
Sale
Financial Engines, LLC
Common Stock
2017-05-04$42.23/sh−9,140→ 1,759 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-05-02−9,100→ 0 total
Sale
Financial Engines, LLC
Common Stock
2017-05-02$42.51/sh−9,100→ 10,899 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-02$26.22/sh+9,100→ 19,999 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2017-05-01−15,459→ 37,545 total
Sale
Financial Engines, LLC
Common Stock
2017-05-01$42.55/sh−15,549→ 10,899 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-01$26.43/sh+15,459→ 26,358 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-02-26−5,591→ 16,776 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-02-26+5,591→ 13,001 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-02-26+1,899→ 8,124 total
Tax Payment
Financial Engines, LLC
Common Stock
2017-02-26$42.45/sh−2,102→ 10,899 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-02-26−1,899→ 1,900 total
Tax Payment
Financial Engines, LLC
Common Stock
2017-02-26$42.45/sh−714→ 7,410 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-12-14$26.22/sh+10,000→ 16,225 total
Sale
Financial Engines, LLC
Common Stock
2016-12-14$37.80/sh−16,420→ 6,225 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-12-14$21.39/sh+6,420→ 22,645 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy
2016-12-14−6,420→ 9,100 total
Exercise/Conversion
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2016-12-14−10,000→ 0 total
Sale
Financial Engines, LLC
Common Stock
2016-11-23$35.00/sh+10,000→ 6,225 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2016-11-16−1,940→ 0 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-11-16+1,940→ 16,955 total
Tax Payment
Financial Engines, LLC
Common Stock
2016-11-16$33.30/sh−730→ 16,225 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-11-11+4,057→ 16,540 total
Tax Payment
Financial Engines, LLC
Common Stock
2016-11-11$30.75/sh−1,525→ 15,015 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2016-11-11−4,057→ 8,114 total
Award
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2016-05-20+53,004→ 53,004 total
Award
Financial Engines, LLC
Restricted Stock Units
2016-05-20+22,367→ 22,367 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2016-02-26−1,899→ 3,799 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-02-26+1,899→ 13,197 total
Tax Payment
Financial Engines, LLC
Common Stock
2016-02-26$24.59/sh−714→ 12,483 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-02-18+5,673→ 13,619 total
Exercise/Conversion
Financial Engines, LLC
Performance Stock Units
2016-02-18−5,673→ 0 total
Tax Payment
Financial Engines, LLC
Common Stock
2016-02-18$26.06/sh−2,321→ 11,298 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2015-11-18+1,993→ 8,695 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2015-11-18−1,993→ 0 total
Tax Payment
Financial Engines, LLC
Common Stock
2015-11-18$32.59/sh−749→ 7,946 total
Tax Payment
Financial Engines, LLC
Common Stock
2015-11-16$33.53/sh−730→ 6,702 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2015-11-16+1,940→ 7,432 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2015-11-16−1,940→ 1,940 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2015-11-11−4,056→ 12,171 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2015-11-11+4,056→ 7,017 total

Companies

Financial Engines, LLC
See Remarks

Recent Filings

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303

View on SEC.gov