4//SEC Filing
Financial Engines, Inc. 4
Accession 0001209191-17-031133
CIK 0001430592operating
Filed
May 8, 8:00 PM ET
Accepted
May 9, 9:01 PM ET
Size
9.1 KB
Accession
0001209191-17-031133
Insider Transaction Report
Form 4
Sims Raymond J.
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2017-05-08$31.43/sh+20,000$628,600→ 21,759 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-05-08−20,000→ 69,184 totalExercise: $31.43Exp: 2024-11-11→ Common Stock (20,000 underlying) - Sale
Common Stock
2017-05-08$39.26/sh−20,000$785,168→ 1,759 total
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.60 to $39.95 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The option award vests as to 22,296 shares on 11/11/15, and the remaining shares vest monthly thereafter from 12/11/15 to 11/11/18.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001430592
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 9:01 PM ET
- Size
- 9.1 KB