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4//SEC Filing

Financial Engines, Inc. 4

Accession 0001209191-17-032162

CIK 0001430592operating
View on SEC.govCompany Profile

Filed

May 11, 8:00 PM ET

Accepted

May 12, 6:44 PM ET

Size

14.9 KB

Accession

0001209191-17-032162

Insider Transaction Report

Form 4
Period: 2017-05-10
Financial Engines, Inc.FNGN
Sims Raymond J.
See Remarks
Transactions
  • Exercise/Conversion

    Common Stock

    2017-05-10$31.43/sh+20,000$628,600→ 21,759 total
  • Sale

    Common Stock

    2017-05-10$39.95/sh−20,000$799,014→ 1,759 total
  • Sale

    Common Stock

    2017-05-12$39.85/sh−10,166$405,116→ 1,759 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-05-12−10,166→ 39,018 total
    Exercise: $31.43Exp: 2024-11-11→ Common Stock (10,166 underlying)
  • Exercise/Conversion

    Common Stock

    2017-05-12$31.43/sh+10,166$319,517→ 11,925 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2017-05-10−20,000→ 49,184 total
    Exercise: $31.43Exp: 2024-11-11→ Common Stock (20,000 underlying)
Footnotes (4)
  • [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2017
  • [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.90 to $40.10 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F3]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.70 to $40.20 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F4]The option award vests as to 22,296 shares on 11/11/15, and the remaining shares vest monthly thereafter from 12/11/15 to 11/11/18.

Documents

1 file

Issuer

Financial Engines, Inc.

CIK 0001430592

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001430592

Filing Metadata

Form type
4
Filed
May 11, 8:00 PM ET
Accepted
May 12, 6:44 PM ET
Size
14.9 KB
View on SEC.gov