4//SEC Filing
LADENBURG THALMANN FINANCIAL SERVICES INC. 4
Accession 0001209191-17-035934
CIK 0001029730operating
Filed
May 25, 8:00 PM ET
Accepted
May 26, 5:09 PM ET
Size
6.2 KB
Accession
0001209191-17-035934
Insider Transaction Report
Form 4
PODELL JEFFREY
Director
Transactions
- Award
Common Stock
2017-05-24+30,000→ 112,013 total
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Podell is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001029730
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 5:09 PM ET
- Size
- 6.2 KB