AveXis, Inc. 4
4 · AveXis, Inc. · Filed Jun 1, 2017
Insider Transaction Report
Form 4
AveXis, Inc.AVXS
Koh Bong Y
Director
Transactions
- Award
Stock Option (Right to Buy)
2017-05-30+2,454→ 2,454 totalExercise: $69.25Exp: 2027-05-30→ Common Stock (2,454 underlying)
Footnotes (2)
- [F1]The option shall vest and become exercisable (i) in twelve equal monthly installments beginning on June 30, 2017, or (ii) on the date of the Issuer's next annual stockholder meeting, whichever comes first, in each case subject to the Reporting Person's Continuous Service (as that term is defined in the Issuer's 2016 Equity Incentive Plan) through each such date.
- [F2]The Reporting Person is a member of VR Management, LLC ("Management Company"). Under an agreement between the Reporting Person and the Management Company, the Reporting Person is deemed to hold the reported shares for the sole benefit of the Management Company and must exercise the reported shares solely upon the direction of the Management Company, which is entitled to the shares. The Management Company may be deemed the indirect beneficial owner of the reported shares, and the Reporting Person may be deemed the indirect beneficial owner of the reported shares through his interest in the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.