4//SEC Filing
Tintri, Inc. 4
Accession 0001209191-17-044684
CIK 0001554875operating
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 7:00 PM ET
Size
28.8 KB
Accession
0001209191-17-044684
Insider Transaction Report
Form 4
Tintri, Inc.TNTR
HALIFAX IAN R
Chief Financial Officer
Transactions
- Award
Stock Option (right to buy)
2015-03-31+54,166→ 54,166 totalExercise: $13.68Exp: 2025-03-31→ Common Stock (54,166 underlying) - Award
Series F Preferred Stock
2017-06-01+4,541→ 4,541 total→ Common Stock (13,622 underlying) - Disposition to Issuer
Common Stock
2017-06-01$13.68/sh−88,520$1,210,954→ 134,236 total - Disposition to Issuer
Series F Preferred Stock
2017-06-01−4,541→ 0 total→ Common Stock (13,622 underlying) - Conversion
Series F Preferred Stock
2017-07-06−4,541→ 0 total→ Common Stock (13,622 underlying) - Award
Common Stock
2017-03-30+5,952→ 160,256 total - Award
Stock Option (right to buy)
2017-05-30+20,833→ 20,833 totalExercise: $13.68Exp: 2027-05-30→ Common Stock (20,833 underlying) - Award
Common Stock
2017-03-30+28,333→ 154,304 total - Conversion
Common Stock
2017-07-06+13,622→ 147,858 total - Award
Common Stock
2017-05-30+62,500→ 222,756 total - Award
Stock Option (right to buy)
2017-05-30+88,520→ 88,520 totalExercise: $13.68From: 2017-07-06Exp: 2027-05-30→ Common Stock (88,520 underlying)
Footnotes (8)
- [F1]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2018 and the remaining 50% of the RSUs shall vest on an annual basis over the following 2 years.
- [F2]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on March 15, 2018, provided that certain Issuer performance milestones are achieved.
- [F3]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter.
- [F4]The Series F Preferred Stock automatically converted into shares of Common Stock on a 2.9999959-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date.
- [F5]25% of the shares subject to the option vested on March 31, 2016 and an additional 1/48 of the shares vest monthly thereafter.
- [F6]1/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter.
- [F7]See Exhibit 99.1
- [F8]The Series F Preferred Stock was, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and was automatically converted into shares of Common Stock on a 2.9999959-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock had no expiration date.
Issuer
Tintri, Inc.
CIK 0001554875
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001554875
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 7:00 PM ET
- Size
- 28.8 KB