4//SEC Filing
HOLLAND PAUL R 4
Accession 0001209191-17-050260
CIK 0001469367other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 12:36 PM ET
Size
33.2 KB
Accession
0001209191-17-050260
Insider Transaction Report
Form 4
Sunrun Inc.RUN
HOLLAND PAUL R
10% Owner
Transactions
- Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation)
Holdings
- 13,656(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 21,879(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
Foundation Capital VI Principals Fund, LLC
10% OwnerOther
Transactions
- Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation)
Holdings
- 21,879(indirect: By Trust)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
- 13,656(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
FOUNDATION CAPITAL VI LP
10% OwnerOther
Transactions
- Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation)
Holdings
- 21,879(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 13,656(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
Moldow Charles
10% Owner
Transactions
- Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation)
Holdings
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 21,879(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 13,656(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
SCHUH MICHAEL N
10% Owner
Transactions
- Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation)
Holdings
- 21,879(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
- 13,656(indirect: By Trust)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
Weiss Warren M
10% Owner
Transactions
- Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation) - Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation)
Holdings
- 43,561(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 13,656(indirect: By Trust)
Common Stock
- 21,879(indirect: By Trust)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
Foundation Capital Management Co. VI, LLC
10% OwnerOther
Transactions
- Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation)
Holdings
- 13,656(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 21,879(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
Foundation Capital, LLC
10% Owner
Transactions
- Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation) - Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation)
Holdings
- 17,418(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 13,656(indirect: By Trust)
Common Stock
- 21,879(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
KOONTZ PAUL G
10% Owner
Transactions
- Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation)
Holdings
- 13,656(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 21,879(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
ELMORE WILLIAM B
10% Owner
Transactions
- Other
Common Stock
2017-08-24+283,250→ 283,250 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−283,250→ 0 total(indirect: By Foundation) - Other
Common Stock
2017-08-24−1,100,000→ 9,741,468 total(indirect: By Foundation)
Holdings
- 13,656(indirect: By Trust)
Common Stock
- 104,169(indirect: By Trust)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 59,989(indirect: By Trust)
Common Stock
- 53,492(indirect: By Elmore Family Investments B, LP)
Common Stock
- 17,418(indirect: By Trust)
Common Stock
- 21,879(indirect: By Trust)
Common Stock
- 43,561(indirect: By Trust)
Common Stock
Footnotes (11)
- [F1]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
- [F10]The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.
- [F11]The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.
- [F2]Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
- [F3]Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
- [F4]The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
- [F5]The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
- [F6]The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
- [F7]The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
- [F8]The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
- [F9]The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.
Documents
Issuer
Sunrun Inc.
CIK 0001469367
Entity typeother
Related Parties
1- filerCIK 0001205501
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 12:36 PM ET
- Size
- 33.2 KB