KAHN THOMAS G 4
4 · STERLING BANCORP · Filed Sep 12, 2017
Insider Transaction Report
Form 4
KAHN THOMAS G
Director
Transactions
- Other
Common Stock
2017-09-08−54,000→ 860,556 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.)
Holdings
- 17,363(indirect: Discretionary Customer Account)
Common Stock
- 1,000(indirect: By Spouse)
Common Stock
- 44,648
Common Stock
- 18,055(indirect: By Children)
Common Stock
- 108,926(indirect: By Trust)
Common Stock
- 50,266(indirect: By Trust)
Common Stock
- 3,333(indirect: By Trust)
Common Stock
- 3,539(indirect: By Trust)
Common Stock
- 41,466(indirect: By Trust)
Common Stock
- 31,555(indirect: By IRA)
Common Stock
Footnotes (1)
- [F1]Represents unsolicited transfer of stock from the discretionary account upon instruction from customer and cancellation of the contract with Kahn Brothers. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an Officer's or Director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the Officer or Director.