4//SEC Filing
Minick Scott 4
Accession 0001209191-17-053727
CIK 0001339469other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 4:42 PM ET
Size
8.9 KB
Accession
0001209191-17-053727
Insider Transaction Report
Form 4
CHIASMA, INCCHMA
Minick Scott
Director
Transactions
- Purchase
Common Stock
2017-09-21$2.36/sh+10,000$23,569→ 59,220 total(indirect: See Footnote) - Purchase
Common Stock
2017-09-20$2.38/sh+15,000$35,690→ 49,220 total(indirect: See Footnote)
Holdings
- 62,531
Common Stock
Footnotes (4)
- [F1]This transaction was executed in multiple trades at prices ranging from $2.3736 to $2.3871. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The Form 4 filed on July 22, 2015 (the "July 2015 Form 4") incorrectly reported the aggregate shares held by the Reporting Person, directly and indirectly, in the second row of Column 5. As of July 21, 2015, the Reporting Person beneficially owned 62,531 shares of common stock of the Issuer directly and 34,220 shares of common stock of the Issuer, including a warrant to purchase 6,844 shares of common stock of the Issuer, indirectly through the Minick Family Trust ("MFT"). This Form 4 reflects the transactions reported herein and corrects the total shares directly and indirectly held in Column 5.
- [F3]The securities are directly held by MFT. The Reporting Person is the co-trustee of MFT and disclaims beneficial ownership of all the shares except to the extent of his pecuniary interest, if any, therein.
- [F4]This transaction was executed in multiple trades at prices ranging from $2.3354 to $2.3783. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
CHIASMA, INC
CIK 0001339469
Entity typeother
Related Parties
1- filerCIK 0001586687
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 4:42 PM ET
- Size
- 8.9 KB