4//SEC Filing
GUGINO ANN B 4
Accession 0001209191-17-056700
CIK 0000891024other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 9:22 PM ET
Size
14.0 KB
Accession
0001209191-17-056700
Insider Transaction Report
Form 4
GUGINO ANN B
Vice President
Transactions
- Sale
Common Stock
2017-10-11$36.73/sh−750$27,547→ 29,895 total
Holdings
- 12,809
Employee Stock Option
Exercise: $49.27From: 2018-07-01Exp: 2025-07-01→ Common Stock (12,809 underlying) - 21,042
Employee Stock Option
Exercise: $47.51From: 2020-07-01Exp: 2027-07-01→ Common Stock (21,042 underlying) - 100,000
Employee Stock Option
Exercise: $56.66Exp: 2025-07-01→ Common Stock (100,000 underlying) - 9,139(indirect: By ESOP)
Common Stock
- 7,400
Employee Stock Option
Exercise: $39.64From: 2017-07-01Exp: 2024-07-01→ Common Stock (7,400 underlying) - 19,841
Employee Stock Option
Exercise: $48.47From: 2019-07-01Exp: 2026-07-01→ Common Stock (19,841 underlying)
Footnotes (10)
- [F1]The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on 3/2/2017.
- [F10]Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2014.
- [F2]Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan.
- [F3]Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020.
- [F4]Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The 2016 award vests as follows: 671 shares vest on 7/1/2018, 670 shares vest on 7/1/2019 and 671 shares vest on 7/1/2020 and 7/1/2021. The 2017 award vests in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
- [F5]Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through July 10, 2017.
- [F6]Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017.
- [F7]Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016.
- [F8]Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015.
- [F9]Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
Documents
Issuer
PATTERSON COMPANIES, INC.
CIK 0000891024
Entity typeother
Related Parties
1- filerCIK 0001552050
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 9:22 PM ET
- Size
- 14.0 KB