4//SEC Filing
Clarke Stephen R. 4
Accession 0001209191-17-057679
CIK 0001621832other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 6:01 PM ET
Size
9.7 KB
Accession
0001209191-17-057679
Insider Transaction Report
Form 4
Clarke Stephen R.
DirectorPresident and CEO10% Owner
Transactions
- Award
Common Stock
2017-10-20$5.37/sh+93$499→ 1,028,893 total
Holdings
- 732,559(indirect: By Corporation)
Common Stock
Footnotes (2)
- [F1]Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).
- [F2]Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.
Issuer
Aqua Metals, Inc.
CIK 0001621832
Entity typeother
Related Parties
1- filerCIK 0001649347
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 6:01 PM ET
- Size
- 9.7 KB