KAHN THOMAS G 4
4 · STERLING BANCORP · Filed Oct 27, 2017
Insider Transaction Report
Form 4
KAHN THOMAS G
Director
Transactions
- Disposition to Issuer
Common Stock
2017-10-26$25.47/sh−1,665$42,408→ 914,957 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.) - Disposition to Issuer
Common Stock
2017-10-26$25.05/sh−4,998$125,200→ 916,622 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.)
Holdings
- 3,333(indirect: By Trust)
Common Stock
- 1,000(indirect: By Spouse)
Common Stock
- 44,774
Common Stock
- 31,555(indirect: By IRA)
Common Stock
- 18,055(indirect: By Children)
Common Stock
- 3,539(indirect: By Trust)
Common Stock
- 50,266(indirect: By Trust)
Common Stock
- 108,926(indirect: By Trust)
Common Stock
- 41,466(indirect: By Trust)
Common Stock
- 17,363(indirect: Discretionary Customer Account)
Common Stock
Footnotes (2)
- [F1]Represents the unsolicited sale of stock from Kahn Brothers Group discretionary account upon instruction from customer(s). The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an officer's or director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the officer or director.
- [F2]Represents sale of stock from the Kahn Brothers Group discretionary account. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an Officer's or Director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the Officer or Director.