KAHN THOMAS G 4
4 · STERLING BANCORP · Filed Nov 21, 2017
Insider Transaction Report
Form 4
KAHN THOMAS G
Director
Transactions
- Gift
Common Stock
2017-11-17−425→ 884,532 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.)
Holdings
- 18,055(indirect: By Children)
Common Stock
- 3,539(indirect: By Trust)
Common Stock
- 41,466(indirect: By Trust)
Common Stock
- 17,363(indirect: Discretionary Customer Account)
Common Stock
- 44,774
Common Stock
- 108,926(indirect: By Trust)
Common Stock
- 50,266(indirect: By Trust)
Common Stock
- 3,333(indirect: By Trust)
Common Stock
- 31,555(indirect: By IRA)
Common Stock
- 1,000(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]This is a voluntary filing to represent an unsolicited gift of stock from the Discretionary Customer Account upon instruction from customer. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3, exempting an Officer's or Director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the Officer or Director.