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4//SEC Filing

ANDREWS MARK 4

Accession 0001209191-17-062231

CIK 0001311538other
View on SEC.govCompany Profile

Filed

Nov 21, 7:00 PM ET

Accepted

Nov 22, 7:48 AM ET

Size

8.6 KB

Accession

0001209191-17-062231

Insider Transaction Report

Form 4
Period: 2017-11-20
Castle Brands IncROX
ANDREWS MARK
Director
Transactions
  • Exercise/Conversion

    5% Subordinated Convertible Note due 2018

    2017-11-20$50000.00/sh→ 0 total
    Exercise: $0.90From: 2013-10-31Exp: 2018-12-15→ Common Stock (56,065 underlying)
  • Exercise/Conversion

    Common Stock

    2017-11-20$0.90/sh+56,065$50,459→ 3,043,724 total
Holdings

  • Common Stock

    (indirect: By Knappogue Corp.)
    1,183,079

  • Common Stock

    (indirect: By IRA)
    711,684
Footnotes (3)
  • [F1]Includes shares of Common Stock held jointly with the reporting person's spouse.
  • [F2]The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
  • [F3]Based on the initial principal amount of the 5% Subordinated Convertible Promissory Note and accrued but unpaid interest thereon as of the date of conversion.

Documents

1 file

Issuer

Castle Brands Inc

CIK 0001311538

→
Entity typeother

Related Parties

1
  • filerCIK 0001188554

Filing Metadata

Form type
4
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 7:48 AM ET
Size
8.6 KB
View on SEC.gov