ANDREWS MARK 4
4 · Castle Brands Inc · Filed Nov 22, 2017
Insider Transaction Report
Form 4
ANDREWS MARK
Director
Transactions
- Exercise/Conversion
5% Subordinated Convertible Note due 2018
2017-11-20$50000.00/sh→ 0 totalExercise: $0.90From: 2013-10-31Exp: 2018-12-15→ Common Stock (56,065 underlying) - Exercise/Conversion
Common Stock
2017-11-20$0.90/sh+56,065$50,459→ 3,043,724 total
Holdings
- 1,183,079(indirect: By Knappogue Corp.)
Common Stock
- 711,684(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]Includes shares of Common Stock held jointly with the reporting person's spouse.
- [F2]The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
- [F3]Based on the initial principal amount of the 5% Subordinated Convertible Promissory Note and accrued but unpaid interest thereon as of the date of conversion.