Insider · CIK 0001188554

ANDREWS MARK

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001188554

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-10-08	Castle Brands IncD Disposition to Issuer	Director	DDisposition to Issuer	−250K sh	$1.27	−$318K	0
2019-10-08	Castle Brands IncU Disposition from Tender	Director	UDisposition from Tender	−1.18M sh	$1.27	−$1.5M	0
2019-10-08	Castle Brands IncU Disposition from Tender	Director	UDisposition from Tender	−3.01M sh	$1.27	−$3.83M	250,000
2019-10-08	Castle Brands IncU Disposition from Tender	Director	UDisposition from Tender	−762K sh	$1.27	−$967K	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−300K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−250K sh	—	—	0
2019-10-08	Castle Brands IncStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−225K sh	—	—	0
2019-07-16	Castle Brands IncA Award	Director	AAward	+100K sh	—	—	3,263,724
2018-12-14	Castle Brands IncP Purchase	Director	PPurchase	+25K sh	$0.83	+$20.7K	761,684
2018-12-11	Castle Brands IncP Purchase	Director	PPurchase	+25K sh	$0.77	+$19.2K	736,684
2018-04-20	Castle Brands IncA Award	Director	AAward	+120K sh	—	—	3,163,724
2017-11-20	Castle Brands Inc5% Subordinated Convertible Note due 2018M Exercise/Conversion	Director	MExercise/Conversion	—	$50000.00	—	0
2017-11-20	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+56.1K sh	$0.90	+$50.5K	3,043,724
2017-04-26	Castle Brands IncA Award	Director	AAward	+120K sh	—	—	2,987,659
2016-06-03	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	+300K sh	—	—	300,000
2016-03-18	Castle Brands IncP Purchase	Director	PPurchase	+10K sh	$0.88	+$8,800	2,867,659
2015-12-17	Castle Brands IncG Gift	Director	GGift	−10K sh	—	—	2,857,659
2015-08-12	Castle Brands IncP Purchase	Director	PPurchase	+25K sh	$1.23	+$30.8K	711,684
2015-06-02	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	+250K sh	—	—	250,000
2015-03-16	Castle Brands IncP Purchase	Director	PPurchase	+1,900 sh	$1.20	+$2,280	2,849,559
2015-03-16	Castle Brands IncP Purchase	Director	PPurchase	+18.1K sh	$1.21	+$21.9K	2,867,659
2015-02-02	Castle Brands IncG Gift	Director	GGift	−30K sh	—	—	2,847,659
2014-11-19	Castle Brands IncG Gift	Director	GGift	−10K sh	—	—	2,877,659
2014-07-08	Castle Brands IncG Gift	Director	GGift	−25K sh	—	—	2,887,659
2014-03-10	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+165K sh	$0.38	+$62.8K	2,733,761
2014-03-10	Castle Brands IncCommon Stock Purchase WarrantsM Exercise/Conversion	Director	MExercise/Conversion	−165K sh	—	—	178,898
2014-02-24	Castle Brands Inc10% Series A Convertible Preferred StockM Exercise/Conversion	Director	MExercise/Conversion	−209.192 sh	—	—	0
2014-02-24	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+851K sh	$0.30	+$259K	2,568,593
2014-02-24	Castle Brands IncM Exercise/Conversion	Director	MExercise/Conversion	+418K sh	$0.30	+$127K	522,210
2014-02-24	Castle Brands Inc10% Series A Convertible Preferred StockM Exercise/Conversion	Director	MExercise/Conversion	−100 sh	—	—	0
2013-11-21	Castle Brands IncP Purchase	Director	PPurchase	+5,000 sh	$0.75	+$3,750	1,717,758
2013-10-31	Castle Brands Inc5% Subordinated Convertible Note due 2018A Award	Director	AAward	—	$50000.00	—	—
2013-06-05	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	+250K sh	—	—	250,000
2012-08-16	Castle Brands IncP Purchase	Director	PPurchase	+30K sh	$0.29	+$8,700	104,400
2012-08-16	Castle Brands IncP Purchase	Director	PPurchase	+20K sh	$0.29	+$5,760	74,400
2012-06-08	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	−250K sh	—	—	250,000
2011-10-14	Castle Brands Inc10% Series A Convertible Preferred StockP Purchase	Director	PPurchase	+100 sh	$1000.00	+$100K	100
2011-10-14	Castle Brands Inc10% Series A Convertible Preferred StockP Purchase	Director	PPurchase	+209.192 sh	$1000.00	+$209K	209.192
2011-10-14	Castle Brands IncCommon Stock Purchase WarrantsP Purchase	Director	PPurchase	+344K sh	—	—	344,066
2011-10-14	Castle Brands IncCommon Stock Purchase WarrantsP Purchase	Director	PPurchase	+164K sh	—	—	164,474
2011-06-20	Castle Brands IncStock Option (Right to Buy)A Award	Director	AAward	−250K sh	—	—	250,000
2010-08-20	Castle Brands IncP Purchase	Director	PPurchase	+1,774 sh	$0.38	+$674.12	1,767,158
2010-08-20	Castle Brands IncP Purchase	Director	PPurchase	+8,226 sh	$0.38	+$3,125.88	1,765,384
2010-08-19	Castle Brands IncP Purchase	Director	PPurchase	+463 sh	$0.37	+$171.31	1,747,621
2010-08-19	Castle Brands IncP Purchase	Director	PPurchase	+200 sh	$0.38	+$76	1,757,158
2010-08-19	Castle Brands IncP Purchase	Director	PPurchase	+7,537 sh	$0.38	+$2,864.06	1,756,958

Recent filings

Accepted (ET)
Oct 94
ANDREWS MARK0001209191-19-052873
SEC(opens sec.gov)
Jul 184
ANDREWS MARK0001209191-19-042694
SEC(opens sec.gov)
Dec 174
ANDREWS MARK0001209191-18-062855
SEC(opens sec.gov)
Dec 124
ANDREWS MARK0001209191-18-062148
SEC(opens sec.gov)
Apr 234
ANDREWS MARK0001209191-18-025853
SEC(opens sec.gov)
Nov 224
ANDREWS MARK0001209191-17-062231
SEC(opens sec.gov)
Apr 284
Castle Brands Inc0001209191-17-028766
SEC(opens sec.gov)
Jun 74
Castle Brands Inc0001209191-16-126321
SEC(opens sec.gov)
Mar 224
Castle Brands Inc0001209191-16-109869
SEC(opens sec.gov)

Companies

Address

C/O CASTLE BRANDS INC. 122 WEST 42ND ST, SUITE 4700

NEW YORK, NY, 10168