WINBLAD ANN L 4
4 · MULESOFT, INC · Filed Nov 29, 2017
Insider Transaction Report
Form 4
MULESOFT, INCMULE
WINBLAD ANN L
Director10% Owner
Transactions
- Other
Class A Common Stock
2017-11-27+65,872→ 224,580 total - Other
Class A Common Stock
2017-11-27−1,753,180→ 11,579,757 total(indirect: See footnote)
Footnotes (4)
- [F1]Represents a pro-rata, in-kind distribution by Hummer Winblad Venture Partners V, L.P. ("HWVP V") without additional consideration, to its partners. HWVP V distributed an aggregate of 1,301,743 shares to its limited partners on a pro rata basis and 451,437 shares to its general partner, Hummer Winblad Equity Partners V, L.L.C. ("HW Equity V"). HW Equity V subsequently distributed 451,437 shares on a pro rata basis for no additional consideration to its members and assignees.
- [F2]Consists of 11,570,987 shares held of record by HWVP V for itself and 8,770 shares held of record by HWVP V as nominee for Hummer Winblad Venture Partners V-A, L.P.
- [F3]HW Equity V is the general partner of HWVP V. The Report Person is a managing member of HW Equity V and shares voting and dispositive power with respect to the shares held of record by HWVP V. HW Equity V and the Reporting Person disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein.
- [F4]Represents a change in the form of ownership as a result of a pro-rata, in-kind distribution by HWVP V to HW Equity V and the subsequent pro-rata, in-kind distribution by HW Equity V to its members and assignees, including the Reporting Person.