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4//SEC Filing

KAHN THOMAS G 4

Accession 0001209191-17-063342

CIK 0001070154other
View on SEC.govCompany Profile

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 7:54 PM ET

Size

14.4 KB

Accession

0001209191-17-063342

Insider Transaction Report

Form 4
Period: 2017-11-29
STERLING BANCORPSTL
KAHN THOMAS G
Director
Transactions
  • Other

    Common Stock

    2017-11-29+6,478→ 891,010 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.)
  • Other

    Common Stock

    2017-11-29−2,500→ 888,510 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.)
Holdings

  • Common Stock

    (indirect: By Spouse)
    1,000

  • Common Stock

    (indirect: Discretionary Customer Account)
    17,363

  • Common Stock

    (indirect: By Trust)
    50,266

  • Common Stock

    (indirect: By IRA)
    31,555

  • Common Stock

    (indirect: By Children)
    18,055

  • Common Stock

    (indirect: By Trust)
    108,926

  • Common Stock

    (indirect: By Trust)
    41,466

  • Common Stock

    44,774

  • Common Stock

    (indirect: By Trust)
    3,539

  • Common Stock

    (indirect: By Trust)
    3,333
Footnotes (2)
  • [F1]Represents unsolicited transfer of stock from a Kahn Brothers non-discretionary account to the Kahn Brothers discretionary account upon instruction from customer resulting from the distribution of an estate settlement. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an Officer's or Director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the Officer or Director.
  • [F2]Represents unsolicited transfer of stock from Discretionary account upon instruction from customer and liquidation of customer account. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an officer's or director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the Officer or Director.

Documents

1 file

Issuer

STERLING BANCORP

CIK 0001070154

→
Entity typeother

Related Parties

1
  • filerCIK 0001216164

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 7:54 PM ET
Size
14.4 KB
View on SEC.gov