KAHN THOMAS G 4
4 · STERLING BANCORP · Filed Dec 1, 2017
Insider Transaction Report
Form 4
KAHN THOMAS G
Director
Transactions
- Other
Common Stock
2017-11-29+6,478→ 891,010 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.) - Other
Common Stock
2017-11-29−2,500→ 888,510 total(indirect: Kahn Bros. Group, Inc. Dis.Adv.Accts.)
Holdings
- 1,000(indirect: By Spouse)
Common Stock
- 17,363(indirect: Discretionary Customer Account)
Common Stock
- 50,266(indirect: By Trust)
Common Stock
- 31,555(indirect: By IRA)
Common Stock
- 18,055(indirect: By Children)
Common Stock
- 108,926(indirect: By Trust)
Common Stock
- 41,466(indirect: By Trust)
Common Stock
- 44,774
Common Stock
- 3,539(indirect: By Trust)
Common Stock
- 3,333(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Represents unsolicited transfer of stock from a Kahn Brothers non-discretionary account to the Kahn Brothers discretionary account upon instruction from customer resulting from the distribution of an estate settlement. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an Officer's or Director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the Officer or Director.
- [F2]Represents unsolicited transfer of stock from Discretionary account upon instruction from customer and liquidation of customer account. The reporting person is hereby relying on the view the SEC's staff has expressed with regard to Rule 16b-3 exempting an officer's or director's indirect interest in a transaction between the issuer and an entity in which the beneficial ownership of the portfolio securities is reportable by the Officer or Director.