4/A//SEC Filing
HARRISON THOMAS L 4/A
Accession 0001209191-17-065002
CIK 0001611988other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 4:31 PM ET
Size
8.7 KB
Accession
0001209191-17-065002
Insider Transaction Report
Form 4/AAmended
HARRISON THOMAS L
Director
Transactions
- Exercise/Conversion
Class A Common Stock, $0.01 par value per share
2017-11-30$3.28/sh+20,000$65,600→ 26,000 total - Sale
Class A Common Stock, $0.01 par value per share
2017-11-30$4.07/sh−20,000$81,378→ 6,000 total - Exercise/Conversion
Option (right to buy)
2017-11-30−20,000→ 0 totalExercise: $3.28From: 2016-06-09Exp: 2021-03-14→ Class A Common Stock (20,000 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $4.05 to $4.15; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Documents
Issuer
Fifth Street Asset Management Inc.
CIK 0001611988
Entity typeother
Related Parties
1- filerCIK 0001247340
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 4:31 PM ET
- Size
- 8.7 KB