HARRISON THOMAS L 4/A
4/A · Fifth Street Asset Management Inc. · Filed Dec 11, 2017
Insider Transaction Report
Form 4/AAmended
HARRISON THOMAS L
Director
Transactions
- Exercise/Conversion
Class A Common Stock, $0.01 par value per share
2017-11-30$3.28/sh+20,000$65,600→ 26,000 total - Sale
Class A Common Stock, $0.01 par value per share
2017-11-30$4.07/sh−20,000$81,378→ 6,000 total - Exercise/Conversion
Option (right to buy)
2017-11-30−20,000→ 0 totalExercise: $3.28From: 2016-06-09Exp: 2021-03-14→ Class A Common Stock (20,000 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $4.05 to $4.15; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.