Home/Filings/4/0001209191-18-000152
4//SEC Filing

Clarke Stephen R. 4

Accession 0001209191-18-000152

CIK 0001621832other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 4:00 PM ET

Size

9.7 KB

Accession

0001209191-18-000152

Insider Transaction Report

Form 4
Period: 2017-12-29
Clarke Stephen R.
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Common Stock

    2017-12-29$2.12/sh+236$5001,029,839 total
Holdings
  • Common Stock

    (indirect: By Corporation)
    732,559
Footnotes (2)
  • [F1]Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).
  • [F2]Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.

Issuer

Aqua Metals, Inc.

CIK 0001621832

Entity typeother

Related Parties

1
  • filerCIK 0001649347

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:00 PM ET
Size
9.7 KB