4//SEC Filing
GUGINO ANN B 4
Accession 0001209191-18-001178
CIK 0000891024other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:36 PM ET
Size
16.0 KB
Accession
0001209191-18-001178
Insider Transaction Report
Form 4
GUGINO ANN B
Vice President
Transactions
- Tax Payment
Common Stock
2018-01-02$37.88/sh−411$15,569→ 33,455 total - Award
Common Stock
2017-12-31$27.10/sh+3,971$107,614→ 33,866 total
Holdings
- 9,259(indirect: By ESOP)
Common Stock
- 21,042
Employee Stock Option
Exercise: $47.51From: 2020-07-01Exp: 2027-07-01→ Common Stock (21,042 underlying) - 100,000
Employee Stock Option
Exercise: $56.66Exp: 2025-07-01→ Common Stock (100,000 underlying) - 12,809
Employee Stock Option
Exercise: $49.27From: 2018-07-01Exp: 2025-07-01→ Common Stock (12,809 underlying) - 19,841
Employee Stock Option
Exercise: $48.47From: 2019-07-01Exp: 2026-07-01→ Common Stock (19,841 underlying) - 7,400
Employee Stock Option
Exercise: $39.64From: 2017-07-01Exp: 2024-07-01→ Common Stock (7,400 underlying)
Footnotes (12)
- [F1]Shares acquired by Reporting Person pursuant to the Patterson Companies, Inc. Capital Accumulation Plan.
- [F10]Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2015.
- [F11]Options are exercisable as follows: 25% on 7/1/2018, 25% on 7/1/2019 and 50% on 7/1/2020.
- [F12]Stock option granted pursuant to the Patterson Companies, Inc. 2012 Equity Incentive Plan on 7/1/2014.
- [F2]Includes 2,436 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulative Plan in the years 2015 and 2016 and remain subject to the terms of such Plan.
- [F3]Includes 3,967 shares of restricted stock received through awards in the years 2013 through 2015 to Reporting Person, which vest, contingent upon continued employment, as follows: 660 shares vest 4/29/2018, 740 shares vest 7/1/2018, 609 shares vest on 7/1/2018, 740 shares on 7/1/2019, and 609 shares vest on 7/1/2019 and 7/1/2020.
- [F4]Includes 6,655 Restricted Stock Units ("RSUs") awarded on 7/1/2016 and 7/1/2017 to Reporting Person pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan. Each RSU represents a right, contingent upon continued employment, to receive one share of common stock. The RSUs vest in 5 equal annual installments commencing on the one year anniversary of the date of grant and each anniversary thereafter.
- [F5]Shares withheld for taxes incurred upon the lapse of restrictions on restricted stock issued in the year 2015 pursuant to the Patterson Companies, Inc. Capital Accumulation Plan.
- [F6]Includes 5,353 shares acquired pursuant to Reporting Person's participation in the Patterson Companies, Inc. Capital Accumulation Plan in the years 2016 and 2017.
- [F7]Represents shares of common stock indirectly held by the Reporting Person's Employee Stock Ownership Plan (ESOP) account through January 2, 2018.
- [F8]Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2017.
- [F9]Stock option granted pursuant to the Patterson Companies, Inc. 2015 Omnibus Incentive Plan on 7/1/2016.
Documents
Issuer
PATTERSON COMPANIES, INC.
CIK 0000891024
Entity typeother
Related Parties
1- filerCIK 0001552050
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:36 PM ET
- Size
- 16.0 KB