HERBERGER ROY A JR 4
4 · PINNACLE WEST CAPITAL CORP · Filed Jan 4, 2018
Insider Transaction Report
Form 4
HERBERGER ROY A JR
Director
Transactions
- Exercise/Conversion
Common Stock
2018-01-02+754→ 25,991 total - Exercise/Conversion
Common Stock
2018-01-02+755→ 26,746 total - Award
Common Stock
2018-01-02+37→ 26,028 total - Exercise/Conversion
Stock Units
2018-01-02−1,509→ 0 total→ Common Stock (1,509 underlying) - Disposition to Issuer
Common Stock
2018-01-02$83.89/sh−755$63,337→ 25,991 total
Holdings
- 5,587(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Each Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.
- [F2]Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the Stock Unit grant.
- [F3]The Stock Units award was granted and effective in May 2016, and vested on January 2, 2018.