Clarke Stephen R. 4
4 · Aqua Metals, Inc. · Filed Feb 12, 2018
Insider Transaction Report
Form 4
Clarke Stephen R.
DirectorPresident and CEO10% Owner
Transactions
- Award
Common Stock
2018-02-09$1.61/sh+310$499→ 1,030,664 total
Holdings
- 732,559(indirect: By corporation)
Common Stock
Footnotes (2)
- [F1]Shares were purchased under the Company's Officer and Director Share Purchase Plan in a transaction exempt from Section 16b pursuance to Rule 16b-3(d).
- [F2]Represents shares held by AIC of Nevada, Inc. of which the reporting person is an officer, director and 19% shareholder. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose.