|4/AMar 14, 9:51 PM ET

Fink Franz 4/A

4/A · MAXWELL TECHNOLOGIES INC · Filed Mar 14, 2018

Insider Transaction Report

Form 4/AAmended
Period: 2018-03-13
Fink Franz
DirectorPresident and CEO
Transactions
  • Tax Payment

    Common Stock

    2018-03-13$5.95/sh4,422$26,311641,316 total
  • Exercise/Conversion

    Common Stock

    2018-03-13+12,790645,738 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-03-1312,79012,790 total
    Exercise: $0.00Common Stock (12,790 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
  • [F2]These shares were withheld in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock unit awards.
  • [F3]Award vests in annual installments over 4 years as long as the holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
  • [F4]These units do not expire.

Documents

1 file
  • 4
    doc4a.xml

    FORM 4/A SUBMISSION