Insider · CIK 0001296307

Fink Franz

Reports to the SEC for 3 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001296307

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-06-12	IMMRIMMERSION CORPA Award	Director	AAward	+18.5K sh	—	—	22,763
2020-03-09	IMMRIMMERSION CORPA Award	Director	AAward	+4,220 sh	—	—	4,220
2019-05-16	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−12.8K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−46.2K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−31K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCMarket Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−131K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−69K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCMarket Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−116K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−77.5K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCU Disposition from Tender	Director, Chief Executive Officer	UDisposition from Tender	−1.05M sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCEmployee Stock Options (Right to Buy)D Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−98.2K sh	—	—	0
2019-05-16	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−68.7K sh	—	—	0
2019-02-20	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director, Chief Executive Officer	AAward	+68.7K sh	—	—	68,710
2018-08-10	MAXWELL TECHNOLOGIES INCP Purchase	Director, Chief Executive Officer	PPurchase	+400K sh	$3.25	+$1.3M	1,047,713
2018-05-11	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,603 sh	$5.55	−$20K	647,713
2018-05-11	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10K sh	—	—	651,316
2018-05-11	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10K sh	—	—	0
2018-03-13	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+12.8K sh	—	—	645,738
2018-03-13	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−12.8K sh	—	—	12,790
2018-03-13	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−12.8K sh	—	—	12,790
2018-03-13	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, Chief Executive Officer	FTax Payment	−4,422 sh	$5.95	−$26.3K	641,316
2018-03-13	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+12.8K sh	—	—	645,738
2018-03-13	MAXWELL TECHNOLOGIES INCS Sale	Director, Chief Executive Officer	SSale	−4,502 sh	$5.95	−$26.8K	641,236
2018-02-27	MAXWELL TECHNOLOGIES INCMarket Stock UnitsA Award	Director, Chief Executive Officer	AAward	+233K sh	—	—	232,500
2018-02-27	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director, Chief Executive Officer	AAward	+77.5K sh	—	—	77,500
2018-02-20	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+23.1K sh	—	—	561,705
2018-02-20	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+6,900 sh	—	—	591,605
2018-02-20	MAXWELL TECHNOLOGIES INCA Award	Director, Chief Executive Officer	AAward	+91.7K sh	—	—	683,285
2018-02-20	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, Chief Executive Officer	FTax Payment	−50.3K sh	$5.89	−$296K	632,948
2018-02-20	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−23.1K sh	—	—	46,224
2018-02-20	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−23K sh	—	—	69,000
2018-02-20	MAXWELL TECHNOLOGIES INCMarket Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−6,900 sh	—	—	269,100
2018-02-20	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+23K sh	—	—	584,705
2017-11-14	MAXWELL TECHNOLOGIES INCP Purchase	Director, Chief Executive Officer	PPurchase	+125K sh	$5.13	+$640K	538,592
2017-11-13	MAXWELL TECHNOLOGIES INCP Purchase	Director, Chief Executive Officer	PPurchase	+105K sh	$4.80	+$505K	413,772
2017-07-13	MAXWELL TECHNOLOGIES INCMarket Stock UnitsA Award	Director, Chief Executive Officer	AAward	+118K sh	—	—	276,000
2017-07-13	MAXWELL TECHNOLOGIES INCA Award	Director, Chief Executive Officer	AAward	+42.7K sh	—	—	308,592
2017-05-12	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−10K sh	—	—	10,000
2017-05-12	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−12.8K sh	—	—	25,580
2017-05-12	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−23.1K sh	—	—	69,337
2017-05-12	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+12.8K sh	—	—	242,817
2017-05-12	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+10K sh	—	—	230,027
2017-05-12	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+23.1K sh	—	—	265,930
2017-03-02	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director, Chief Executive Officer	AAward	+92K sh	—	—	92,000
2017-03-02	MAXWELL TECHNOLOGIES INCMarket Stock UnitsA Award	Director, Chief Executive Officer	AAward	+158K sh	—	—	158,000
2017-03-02	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1,983 sh	—	—	220,027
2017-03-02	MAXWELL TECHNOLOGIES INCMarket Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1,983 sh	—	—	182,917
2017-03-02	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsD Disposition to Issuer	Director, Chief Executive Officer	DDisposition to Issuer	−80K sh	—	—	0
2016-11-02	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−15.3K sh	—	—	30,970
2016-11-02	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+15.3K sh	—	—	218,044

Recent filings

Accepted (ET)
Jun 164
Fink Franz0001628280-20-009519
SEC(opens sec.gov)
Mar 274
Fink Franz0001628280-20-004245
SEC(opens sec.gov)
May 174
Fink Franz0001209191-19-030968
SEC(opens sec.gov)
Feb 224
Fink Franz0001209191-19-012559
SEC(opens sec.gov)
Aug 134
Fink Franz0001209191-18-046393
SEC(opens sec.gov)
May 154
Fink Franz0001209191-18-030248
SEC(opens sec.gov)
Mar 144/A
Fink Franz0001209191-18-019752
SEC(opens sec.gov)
Mar 144
Fink Franz0001209191-18-019570
SEC(opens sec.gov)

Companies

Address

3888 CALLE FORTUNADA

SAN DIEGO, CA, 92123