Short Johnathan H 4
4 · Intercontinental Exchange, Inc. · Filed May 16, 2018
Insider Transaction Report
Form 4
Short Johnathan H
General Counsel & Corp. Sec.
Transactions
- Sale
Common Stock
2018-05-16$71.67/sh−6,000$430,010→ 60,755 total
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- [F2]The price range for the aggregate amount sold by the direct holder is $71.44 - $71.80. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F3]The common stock number referred in Table I is an aggregate number and represents 41,926 shares of common stock and 18,829 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2017 and total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to this award, will not be determined until February 2020, and will be reported at the time of vesting.
- [F4]Since the reporting person's last filing, the reporting person disposed of 3,430 shares of common stock under a transaction pursuant to a divorce decree that is exempt from Section 16.