PODELL JEFFREY 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed May 25, 2018
Insider Transaction Report
Form 4
PODELL JEFFREY
Director
Transactions
- Exercise/Conversion
Common Stock
2018-05-23$1.88/sh+20,000$37,600→ 132,355 total - Tax Payment
Common Stock
2018-05-23$3.71/sh−10,135$37,601→ 122,220 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-05-23−20,000→ 0 totalExercise: $1.88From: 2009-06-06Exp: 2018-06-05→ Common Stock (20,000 underlying)
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Represents shares withheld to cover the exercise price of the options exercised.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.