4//SEC Filing
Gilinski Saul 4
Accession 0001209191-18-034721
CIK 0001029730other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 4:49 PM ET
Size
6.3 KB
Accession
0001209191-18-034721
Insider Transaction Report
Form 4
Gilinski Saul
Director
Transactions
- Award
Common Stock
2018-05-30+30,000→ 1,586,007 total
Holdings
- 26,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Gilinski is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Articles of Amendment to the Articles of Incorporation filed with the Securities and Exchange Commission as Exhibit 3.1 to the issuer's Form 8-K on June 25, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001380207
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 4:49 PM ET
- Size
- 6.3 KB