PODELL JEFFREY 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed Jun 1, 2018
Insider Transaction Report
Form 4
PODELL JEFFREY
Director
Transactions
- Award
Common Stock
2018-05-30+30,000→ 152,220 total
Holdings
- 2,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Podell is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.