|4Jun 1, 7:41 PM ET

ANNETT WILLIAM 4

4 · OncoCyte Corp · Filed Jun 1, 2018

Insider Transaction Report

Form 4
Period: 2018-05-23
ANNETT WILLIAM
DirectorPresident and CEO
Transactions
  • Award

    Option to Purchase Common Stock

    2018-05-23+180,000180,000 total
    Exercise: $2.35Exp: 2028-05-22Common Stock (180,000 underlying)
Holdings
  • Option to Purchase Common Stock

    Exercise: $2.20Exp: 2025-01-08Common Stock (5,000 underlying)
    5,000
  • Option to Purchase Common Stock

    Exercise: $4.70Exp: 2027-02-16Common Stock (225,000 underlying)
    250,000
  • Option to Purchase Common Stock

    Exercise: $3.06Exp: 2026-02-15Common Stock (250,000 underlying)
    250,000
  • Option to Purchase Common Stock

    Exercise: $2.20Exp: 2025-06-15Common Stock (605,000 underlying)
    605,000
Footnotes (5)
  • [F1]One quarter of the options shall vest upon completion of the clinical utility study for OncoCyte's DetermaVu product candidate and OncoCyte has received a publication date for a full article describing those results, and the balance shall vest upon obtaining a Medicare local coverage determination for OncoCyte's DetermaVu product candidate.
  • [F2]One quarter of the options vested on February 16, 2018, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
  • [F3]One quarter of the options vested on February 15, 2017, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
  • [F4]One quarter of the options vested on June 15, 2016, and the balance shall vest thereafter in 36 monthly installments upon the completion of each month of continuous employment.
  • [F5]Became exercisable in two equal installments based upon continued service on the board of directors from the date of grant on January 9, 2015.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION