SINGER JULIAN D. 4
4 · CCUR Holdings, Inc. · Filed Jun 19, 2018
Insider Transaction Report
Form 4
SINGER JULIAN D.
10% Owner
Transactions
- Purchase
Common Stock
2018-06-15$5.31/sh+1,304$6,924→ 3,385,094 total(indirect: By LLC) - Exercise of In-Money
Common Stock
2018-06-15$7.50/sh+5,300$39,750→ 3,390,765 total(indirect: By LLC) - Purchase
Common Stock
2018-06-18$5.31/sh+500$2,655→ 3,391,265 total(indirect: By LLC) - Expiration
Put Option (obligation to buy)
2018-06-15−50→ 0 total(indirect: By LLC)Exercise: $5.00From: 2017-10-27Exp: 2018-06-15→ Common Stock (5,000 underlying) - Purchase
Common Stock
2018-06-15$5.30/sh+371$1,966→ 3,385,465 total(indirect: By LLC) - Exercise of In-Money
Put Option (obligation to buy)
2018-06-15−53→ 0 total(indirect: By LLC)Exercise: $7.50From: 2017-12-22Exp: 2018-06-15→ Common Stock (5,300 underlying)
Footnotes (3)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- [F2]On June 15, 2018, the counterparty to put options written on December 22, 2017 by JDS1, LLC exercised such options without any action taken by JDS1, LLC.
- [F3]On June 15, 2018, put options written on October 27, 2017 by JDS1, LLC expired.