Home/Filings/4/0001209191-18-041384
4//SEC Filing

Rosen Robert 4

Accession 0001209191-18-041384

CIK 0000818033other

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 9:01 PM ET

Size

20.6 KB

Accession

0001209191-18-041384

Insider Transaction Report

Form 4
Period: 2018-06-29
Rosen Robert
DirectorSVP & Chief Commercial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2018-06-29$7.20/sh+129,469$932,177132,109 total
  • Sale

    Common Stock

    2018-06-29$41.39/sh2,112$87,4152,640 total
  • Exercise/Conversion

    Common Stock

    2018-07-02$7.20/sh+95,531$687,82398,171 total
  • Sale

    Common Stock

    2018-07-02$38.13/sh92,131$3,512,9186,040 total
  • Sale

    Common Stock

    2018-07-02$38.75/sh3,400$131,7652,640 total
  • Sale

    Common Stock

    2018-06-29$39.14/sh75,661$2,961,12256,448 total
  • Sale

    Common Stock

    2018-06-29$40.17/sh51,696$2,076,5974,752 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-06-29129,469695,531 total
    Exercise: $7.20Exp: 2023-05-01Common Stock (129,469 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2018-07-0295,531600,000 total
    Exercise: $7.20Exp: 2023-05-01Common Stock (95,531 underlying)
Footnotes (7)
  • [F1]The stock option exercise and sale of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan dated as of May 23, 2018.
  • [F2]The range of sales prices received was $38.75 to $39.75. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
  • [F3]The range of sales prices received was $39.775 to $40.70. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
  • [F4]The range of sales prices received was $41.075 to $41.45. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
  • [F5]The range of sales prices received was $37.50 to $38.50. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
  • [F6]The range of sales prices received was $38.55 to $38.85. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information will be provided regarding the number of shares purchased or sold at each separate price.
  • [F7]At the date of filing, 412,500 shares of the options granted pursuant to the underlying awards were fully vested and exercisable.

Issuer

HERON THERAPEUTICS, INC. /DE/

CIK 0000818033

Entity typeother

Related Parties

1
  • filerCIK 0001555089

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 9:01 PM ET
Size
20.6 KB